Insider Trading: Understanding and Awareness Training

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The Goal

Engage the employee in an online interactive course which supplies the knowledge to comply with the organizations insider trading rules.

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Pricing

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Course Content

Interactive and engaging quiz questions
Types of Insiders and examples of Insider Trading
Traditional Insiders: Section 16 requirements
Anti-Fraud Provisions of 10(b)-5
Misappropriator Liability and Insider Penalties
Sarbanes-Oxley Act (SOX)
Public Information, Material Information, Fiduciary Relationship, Tender Offers
Insider Trading: Corporate Best Practices
Ways You Can Avoid Illegal Insider Trading

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